Corporate compliance series: securities
- [St. Paul, Minn.] : Thomson Reuters, 2010-
- Additional Creators:
- Wild, Robert J.
- The necessity of securities law compliance programs is more important than ever as public companies adjust to the requirements of the Sarbanes-Oxley Act of 2002 and the mandated rules adopted by the Securities and Exchange Commission. This manual will serve as a guide for developing securities law compliance programs for both in-house counsel and private practitioners, with a focus on those areas of the securities laws where day-to-day compliance efforts must be accomplished on behalf of public corporations. Overview of the securities laws that should be covered by compliance programs; discussion of the Sarbanes-Oxley Act of 2002 and its requirements; sample checklists, questionnaires and memoranda, which may be useful in establishing and administering a securities law compliance program.
- Related Titles:
- WESTLAW (Information retrieval system)
- Publication Frequency:
- Updated annually
- Database includes most recent edition only.
Author: Robert J. Wild.
AVAILABLE ONLINE TO AUTHORIZED DICKINSON USERS; PASSWORD REQUIRED FOR ACCESS.
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