Sarbanes-Oxley Act : planning & compliance / Diane E. Ambler, Lorraine Massaro, Kristen L. Stewart ; contributing authors, Jeffrey W. Acre [and others].
- Ambler, Diane E.
- New York : Aspen, [2006-]
- Copyright Date:
- Physical Description:
- volumes (loose-leaf) ; 26 cm
- Additional Creators:
- Massaro, Lorraine, Stewart, Kristen L. (Kristen Larkin), Acre, Jeffrey W., and Kirkpatrick & Lockhart Nicholson Graham
- Overview of the Act -- CEO and CFO responsibilities and certifications -- SEC disclosure rules -- Directors' responsibilities and liabilities -- Audit committees -- Public Company Accounting Oversight Board -- Pension plan blackout periods and reporting of senior executive and director stock transactions -- Prohibition on loans to directors and officers -- Standards of professional conduct of attorneys -- New criminal penalties and SEC enforcement tools -- New York Stock Exchange corporate governance rules -- Nasdaq qualitative listing requirements and interpretive materials.
- 0735558736 (loose-leaf) and 9780735558731 (loose-leaf)
- "Kirkpatrick & Lockhart Nicholson Ghaham LLP."
- Bibliography Note:
- Includes bibliographical references and index.
- Other Forms:
- Also available online via CCH Business and Finance network.
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